Monitoring and Alerts

Traditional alerts are based on market prices and volumes. WealthSpectrum has capability to monitor individual portfolios on the basis of portfolio level parameters such as holding, sector weight, unrealized gain or loss, ROR, cash level and then provide alerts and monitoring messages in conjunction with market conditions. Alerts and monitors can be scheduled and executed at pre determined time intervals providing capability to track and monitor portfolios in near real time.

• Portfolio Alerts



• Near real-time Monitoring

Portfolio Alerts

• Alerts based on market information such as price or volumes.
• Alerts based on portfolio specific data such as holding, sector weight, unrealized gain or loss, ROR, cash level or change of these parameters over a period.
• Combine market data condition with portfolio level criteria to provide personalized account specific alerts based on the market event and the state of the portfolio at that time.
• Example - Trigger an alert when AXP (American Express) crosses $50 for accounts with AXP holding >= 5% of portfolio and unrealized gain for AXP >= 30%.

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Near Real Time Monitoring of Portfolios

• Continuous near real time monitoring of markets and accounts on the basis of conditions specified by advisor or corporate users to identify accounts requiring attention.
• Advisors or managers can set up multiple monitors to track portfolios or securities within portfolio for market value or holding, embedded gain or loss, ROR, weight, cash limits, cash flows etc. and be alerted on occurrence of the event, taking away most of the monitoring burden and improving productivity and timeliness.
• Examples
• Unrealized gain / loss for a specific security exceeds prescribed % gain / loss.
• Holding in a specific / or any security exceeds % of portfolio.
• High or low cash level in account.
• Large cash flow in account.
• Change in ROR over specified period.
• Combination of above.

Benefits of Monitoring and Alerts

• Triggering timely action in volatile markets.
• Improving efficiency and productivity of advisors and managers.
• Deliver timely and personalized advice to clients.
• Generating superior returns with active management.
• Capturing cross selling and investment opportunities as and when they arise.

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